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Regulatory Compliance

Compliance built on
trust.

Epiphany Financial Group operates with full transparency and adherence to all applicable federal and state regulations governing insurance and financial services.

As a licensed insurance agency, we are committed to upholding the highest standards of ethical conduct, regulatory compliance, and client protection in every aspect of our practice.

The information provided on this page is for general informational purposes only and does not constitute legal, tax, or investment advice. For questions specific to your situation, please consult a qualified professional.

Licensing & Registration

Epiphany Financial Group and its representatives are licensed to offer insurance products in the states in which they are properly licensed. Insurance licenses are maintained in accordance with each state's Department of Insurance requirements. Representatives who offer securities or investment advisory services hold the appropriate registrations (including, where applicable, FINRA Series 7 and Series 66 qualifications) and are registered with the appropriate regulatory bodies.

Important Disclosures

Insurance products are not deposits or obligations of, or guaranteed by, any bank or credit union, and are not insured by the FDIC, the Federal Reserve Board, or any other government agency. Insurance products may be subject to investment risk, including the possible loss of principal, depending on the product. Guarantees are based on the claims-paying ability of the issuing insurance company. Past performance does not guarantee future results.

Medicare Disclosure

We do not offer every plan available in your area. Any information we provide is limited to the plans we do offer in your area. Please contact Medicare.gov or 1-800-MEDICARE to get information on all of your options. Epiphany Financial Group is not connected with or endorsed by the United States government or the federal Medicare program.

Privacy & Confidentiality

We are committed to protecting the privacy and confidentiality of our clients' personal and financial information. Personal information is collected only as necessary to provide the services requested and is safeguarded in accordance with applicable federal and state privacy laws, including the Gramm-Leach-Bliley Act. We do not sell client information to unaffiliated third parties.

Complaint & Grievance Procedure

If you have a concern or complaint regarding our services or products, we encourage you to contact us directly first so we may promptly address the matter. You may also file a complaint with your state's Department of Insurance or, for securities-related concerns, with the Financial Industry Regulatory Authority (FINRA). We are committed to resolving all concerns fairly and in a timely manner.

Questions about compliance?

If you have any questions regarding our regulatory compliance, licensing, or the disclosures outlined on this page, we welcome you to reach out.

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